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Indian Federalism- Notes, Questions UPSC | Indian Polity | General Studies II

Table of Contents: 

  • In what ways does the Indian federal system differ from the federal system in the United States of America ( USA)? Explain. ( UPPSC 2018)
  • Critically analyze the role of the Inter-State Council in promoting Co- cooperative Federalism in India. ( UPPSC 2020)
  •  "The structure of the Indian Constitution is Federal but its soul is unitary ." Elucidate it. (UPPSC 2021)


Question. 

In what ways does the Indian federal system differ from the federal system in the United States of America ( USA)? Explain.

 (UPPSC, UP PCS Mains General Studies-II/GS-2 2018)

Answer.

Federalism is a system of government in which powers are divided between the center and states or provinces. India and the United States of America (USA), both are federal countries, however, there are differences between the Indian federal system and the federal system in the United States of America (USA).

The following are some of the notable differences between the Indian federal system and the federal system in the United States of America (USA):


Structure and Nature of Federalism:

India: India follows a quasi-federal system with a strong central government. The Constitution of India grants significant powers to the central government, and states have delegated their own powers to the center.

United States of America (USA): The USA has a federal system with a clear division of powers between the central government and the states. The Constitution of the USA provides for dual sovereignty, where powers are not specifically granted to the federal government, but reserved for the states.


Division of Powers:

India: The Indian Constitution provides a three-tier system of government with powers divided between the Union Government (central government), state governments, and local governments. There is a concurrent list where both the central and state governments can legislate on certain subjects.

United States of America (USA): Powers are clearly divided between the federal government and the state governments. The federal government has enumerated powers, while residual powers are retained by the states.


Autonomy of States:

India: States in India have their own governments and legislative assemblies. They have some autonomy to make decisions on matters within their jurisdiction. However, the central government can exercise control through various means, such as financial resources and administrative powers.

United States of America (USA): States in the USA have a higher degree of autonomy compared to Indian states. They have their own governments, legislative bodies, and independent powers in various domains, including lawmaking, taxation, and administration.


Role of Judiciary:

India: The judiciary in India plays a significant role in interpreting the Constitution and resolving disputes between the central government and the states. The Supreme Court of India acts as the guardian of the Constitution and has the power of judicial review. India has a single judiciary for both central and state.

United States of America (USA): The judiciary in the USA, particularly the Supreme Court, has a vital role in interpreting the Constitution and resolving conflicts between the federal government and the states. The principle of judicial review is well-established, and the decisions of the Supreme Court are binding. United States of America (USA) has a dual judiciary system for federal and state.


Financial Relations:

India: The central government in India plays a dominant role in fiscal matters. It has the authority to levy, collect taxes,  and distribute resources to the states through various mechanisms like grants, aid,  and the Finance Commission.

United States of America (USA): The federal system in the USA operates on the principle of fiscal federalism, where the federal government and the states have separate revenue sources and can raise taxes independently. States rely on their own tax revenues, and there is no centralized distribution of resources.


Citizenship:

India has single citizenship of its people whereas the United States of America (USA) has dual citizenship, one for the state and the other for the center( USA).


In conclusion, the federalism of India and the United States of America (USA) differs in many aspects like nature, judiciary, financial terms, and citizenship.


Question. 

Critically analyse the role of the Inter-State Council in promoting Co- operative Federalism in India.

 (UPPSC, UP PCS Mains General Studies-II/GS-2 2020)

Answer.

Cooperative federalism is a system where the central and state governments work together collaboratively to address national and regional issues.


The Inter-State Council (ISC) in India plays a vital role in promoting cooperative federalism by facilitating communication, coordination, and cooperation between the central government and the state governments. 


The Inter-State Council is a constitutional body in India that facilitates cooperation and coordination between the states and the central government. It was established under Article 263 of the Indian Constitution. The council's purpose is to discuss and resolve issues that affect both the center and the states, fostering better relations and governance.


The council is chaired by the Prime Minister of India and consists of various Union ministers, Chief Ministers of states, and members of the NITI Aayog. It plays a crucial role in addressing inter-state disputes, sharing resources, and promoting cooperative federalism in India.


Let's critically analyze the role of the Inter-State Council in promoting cooperative federalism:



Platform for Dialogue: 

The Inter-State Council provides a platform for open dialogue and discussion between the central and state governments. It enables the sharing of ideas, concerns, and perspectives on various matters of national and regional importance. This open channel of communication fosters cooperative decision-making and helps in resolving inter-state disputes and conflicts.


Coordinated Policy Formulation: 

The Inter-State Council serves as a mechanism for coordinated policy formulation and implementation. It allows the central government to seek inputs from the states while devising national policies. This inclusion of state governments' viewpoints ensures Cooperation between Central and state governments.


Dispute Resolution: 

The Inter-State Council plays a crucial role in resolving disputes between the center and states. It helps in identifying areas of disagreement and devising solutions through mutual consent. The council's recommendations can act as a roadmap for resolving contentious issues and promoting harmony among various levels of government.


Evaluation of Central Schemes: 

The Inter-State Council evaluates the implementation of various central government schemes and programs in the states. It provides valuable feedback to the central government about the effectiveness of its policies at the ground level. This evaluation process helps in making necessary modifications and improvements in schemes for better results.


Addressing Regional Disparities: 

One of the objectives of cooperative federalism is to bridge regional disparities. The Inter-State Council helps in identifying backward regions and formulating strategies to promote balanced development across states.


Limitations: While the Inter-State Council has the potential to promote cooperative federalism, its effectiveness depends on the willingness of the central and state governments to cooperate sincerely. The recommendations of the council are non-binding, and their implementation ultimately rests with the respective governments. Sometimes, political considerations and power dynamics may hinder the practical implementation of the council's suggestions.


In conclusion, the Inter-State Council serves as a significant instrument in promoting cooperative federalism in India. It facilitates open dialogue, coordinated policy formulation, dispute resolution, and evaluation of central schemes. However, to fully realize its potential, there is a need for a stronger commitment from both the central and state governments to work together in the spirit of cooperative federalism. 


Question. 

 "The structure of the Indian Constitution is Federal but its soul is unitary ." Elucidate it.

 (UPPSC, UP PCS Mains General Studies-II/GS-2 2021)

Answer.

The statement "The structure of the Indian constitution is federal but its soul is unitary" captures the unique and intricate nature of the Indian political system. 


India's Constitution was adopted in 1950, establishes a federal framework, where powers are divided between the central government and the state governments. 


However, certain features of the Constitution lean towards a unitary character, which means a stronger center with significant authority over the states. 


The following ways we can explain, the structure of the Indian Constitution is Federal but its soul is unitary:


The following features of the Indian constitution show the Federal Structure:


Division of Powers: 

The Indian Constitution divides powers between the central government (Union) and the state governments through three lists: Union List, State List, and Concurrent List. Each list specifies subjects on which either the Union or the states have exclusive or concurrent jurisdiction to legislate.


Dual Polity: 

India has a dual polity - a federal government at the center and state governments in each state. Both have their separate domains of governance and legislative authority.


The following features of the Indian constitution show the Unitary Aspects:


Single Citizenship: 

Unlike many other federal systems where there are separate state and national citizenships, India has a single citizenship for the entire country. All citizens are citizens of India, not of a specific state.


Integrated Judiciary: 

India has a unified judiciary with the Supreme Court as the apex authority. The judiciary has the power to interpret the Constitution, resolve disputes between the Union and states, and maintain uniformity in the application of laws across the country.


Residual Powers: 

Unlike some federal systems, the Indian Constitution grants the Union Parliament the power to legislate on matters not mentioned in any of the three lists. This means that in case of any ambiguity or omission in the distribution of powers, the central government has the authority to legislate.


Emergency Provisions: 

During emergencies, the Constitution grants the central government the authority to assume greater powers, effectively centralizing authority during critical times.


The federal structure of the Indian Constitution provides a significant degree of autonomy to state governments in their respective spheres of influence. States have their legislative powers, executive authority, and independence in many policy areas. However, the unitary features of the Constitution ensure a strong and cohesive center that can intervene in state matters when needed, especially during emergencies or when the country's unity and integrity are at stake.


In summary, the Indian Constitution's federal structure provides for a division of powers between the center and states, while its unitary features ensure a strong central authority when required. This duality is essential in maintaining the unity, integrity, and stability of the nation while preserving the diversity and autonomy of its constituent states.

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